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INDEPENDENT ASSURANCE & COMPLIANCE AUDITS

Audit, Due Diligence & Assurance

Independent statutory audits, due diligence assessments, and compliance health checks conducted by Practising Company Secretaries. We identify regulatory vulnerabilities, protect board members from statutory liability, and provide investor-grade legal assurance.

Peer-Reviewed Practice
Zero-Delay MCA Filings
Direct Partner Attention

CS Prajot Vaidya

Practising Company Secretary • PCS

Available
Primary Authority MCA v3, ROC Mumbai & Pune
Engagement Model Retainership & Transactional
Governing Statutory Frameworks
Section 204 of Companies Act, 2013 ICSI Auditing Standards SEBI Compliance Audit Guidelines Secretarial Standards (SS-1, SS-2)
KEY DELIVERABLES

Core Scope & Deliverables

Our practice delivers systematic, partner-led execution across all aspects of this regulatory domain.

01

Secretarial Audit

02

Secretarial Due Diligence

03

Annual Secretarial Compliance Report (ASCR)

04

Half-yearly Compliance Audit

05

Compliance reviews and gap analysis

06

Due diligence for mergers, acquisitions and investments

07

Compliance certifications and reporting

APPLICABILITY

Who Benefits From This Practice Area

We tailor our compliance and secretarial solutions to the unique operational scale and legal form of each client.

Listed & Public Limited Companies

Legally required to annex an independent Secretarial Audit Report (MR-3) to their Board’s Report.

Private Equity & Venture Capital Funds

Requiring independent secretarial due diligence prior to term-sheet execution or fund infusion.

Commercial Banks & Financial Institutions

Requiring PCS diligence certificates before sanctioning multi-crore working capital or term facilities.

Before You Continue

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