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LISTED ENTITIES & CAPITAL MARKETS

SEBI & Capital Markets

Specialized corporate governance and regulatory compliance for listed companies, High-Value Debt Entities (HVDs), and pre-IPO enterprises. We ensure strict adherence to SEBI LODR Regulations, Insider Trading rules, and stock exchange disclosure mandates.

Peer-Reviewed Practice
Zero-Delay MCA Filings
Direct Partner Attention

CS Prajot Vaidya

Practising Company Secretary • PCS

Available
Primary Authority MCA v3, ROC Mumbai & Pune
Engagement Model Retainership & Transactional
Governing Statutory Frameworks
SEBI (LODR) Regulations, 2015 SEBI (PIT) Regulations, 2015 BSE & NSE Listing Frameworks SEBI (ICDR) Regulations
KEY DELIVERABLES

Core Scope & Deliverables

Our practice delivers systematic, partner-led execution across all aspects of this regulatory domain.

01

Advisory under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

02

Stock Exchange compliances

03

Periodic and event-based disclosures

04

Corporate governance compliances

05

Secretarial support for Initial Public Offerings (IPOs)

06

Company Secretary certificates for IPOs and other capital market transactions

07

Annual Secretarial Compliance Report (ASCR)

08

Drafting and review of policies under SEBI Regulations

09

Responses to SEBI and Stock Exchange observations

APPLICABILITY

Who Benefits From This Practice Area

We tailor our compliance and secretarial solutions to the unique operational scale and legal form of each client.

Mainboard & SME Listed Companies

Companies listed on BSE and NSE requiring daily compliance support and quarterly reporting.

High-Value Debt Entities (HVDs)

Corporate issuers of listed debentures subject to rigorous governance mandates.

Pre-IPO Corporate Contenders

Unlisted enterprises structuring board processes and cleaning secretarial history before filing DRHP.

Independent Directors & Promoters

Seeking independent legal counsel regarding statutory responsibilities and liability insulation.

Before You Continue

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