img
ROC, RD & MCA ADVOCACY & APPROVALS

Regulatory Representation & Approvals

Statutory advocacy and authoritative representation before the Registrar of Companies (ROC), Regional Director (RD), Ministry of Corporate Affairs (MCA), and NCLT. We resolve notices, manage compounding petitions, and achieve regulatory clearances.

Peer-Reviewed Practice
Zero-Delay MCA Filings
Direct Partner Attention

CS Prajot Vaidya

Practising Company Secretary • PCS

Available
Primary Authority MCA v3, ROC Mumbai & Pune
Engagement Model Retainership & Transactional
Governing Statutory Frameworks
Sections 454 (Adjudication) & 441 (Compounding) MCA Inquiry & Inspection (Sec 206) Regional Director Bench NCLT Maharashtra
KEY DELIVERABLES

Core Scope & Deliverables

Our practice delivers systematic, partner-led execution across all aspects of this regulatory domain.

01

Representation before the Registrar of Companies (ROC)

02

Representation before the Regional Director (RD)

03

Compounding of offences under the Companies Act, 2013

04

Adjudication proceedings

05

Drafting of applications, petitions and representations

06

Replies to notices and regulatory observations

07

Regulatory approvals and permissions

08

Post-order and post-approval compliances

09

Liaison with regulatory authorities

APPLICABILITY

Who Benefits From This Practice Area

We tailor our compliance and secretarial solutions to the unique operational scale and legal form of each client.

Companies Facing ROC Inquiries / SCNs

Entities that have received notices regarding delayed filings, CSR defaults, or statutory non-compliance.

Directors with Frozen DINs or Disqualifications

Promoters seeking compounding or High Court relief to restore director status.

Owners of Struck-Off Companies

Businesses with frozen bank accounts or immovable assets held in struck-off corporate entities.

Before You Continue

This website is intended solely for the purpose of providing information about Prajot Vaidya & Co. It is not intended to be a source of advertising, solicitation, or personal communication, and should not be construed as such. By clicking ‘I Agree’, you confirm you are seeking this information voluntarily.